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Anupa Shrestha

UBS Asset Management (americas) LLC

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About Anupa Shrestha

Anupa Shrestha is a financial advisor registered with UBS Asset Management (americas) LLC. Anupa has been working in the financial industry since 2001 and has experience in the areas of portfolio management, selection of other advisors, and financial planning. Anupa holds a Series 66, Series 7 and SIE license. Anupa previously worked at BLACKROCK INVESTMENTS, LLC and MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED. Anupa currently holds registrations in New York for both Broker-Dealer and Investment Adviser.

Firm Information

Anupa Shrestha is currently registered with UBS Asset Management (americas) LLC. UBS Asset Management (Americas) LLC is an investment advisor headquartered in NEW YORK, NY. With over $477 billion in regulatory assets under management, the firm primarily serves individuals, high-net-worth individuals, investment companies, pooled investment vehicles, corporations or other businesses, and state or municipal government entities. The firm offers portfolio management services for businesses, individuals, investment companies, and pooled investment vehicles. UBS Asset Management (Americas) LLC participates in wrap fee programs.
UBS Asset Management (americas) LLC

787 7TH AVENUE

NEW YORK, NY 10019

$477.86B

Assets Under Management

16

Total Clients

30

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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portfolio management for investment companies

Strategic management for diversified investment portfolios.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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performance-based fees

Fees calculated based on the performance of your investments relative to a benchmark.

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Anupa Shrestha’s Registration & Firm History

NY

05/15/2024 - Present

UBS Asset Management (americas) LLC (NEW YORK NY)

NJ

09/29/2006 - 01/17/2023

BLACKROCK INVESTMENTS, LLC (PRINCETON NJ)

NY

06/29/2004 - 09/29/2006

FAM DISTRIBUTORS, INC. (NEW YORK NY)

NY

04/24/2001 - 06/29/2004

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

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Licenses & Designations

BOTH

Issued 03/10/2003

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/23/2001

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Anupa Shrestha.
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