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Anumeha Pande

Daiwa Capital Markets America Inc.

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About Anumeha Pande

Anumeha Pande is a securities professional with over 14 years of experience in the industry. Anumeha is currently registered with Daiwa Capital Markets America Inc. and has previously held positions with CREDIT SUISSE SECURITIES (USA) LLC, MAYBANK KIM ENG SECURITIES USA INC., BARCLAYS CAPITAL INC., RELIGARE CAPITAL MARKETS INC., and MACQUARIE CAPITAL (USA) INC. Anumeha holds the Series 7, Series 63, and SIE licenses.

Firm Information

Anumeha Pande is currently registered with Daiwa Capital Markets America Inc.. Daiwa Capital Markets America Inc. is a corporation formed on December 8, 1964, and is registered in all 50 U.S. states, the District of Columbia, and Puerto Rico. The firm has been approved by the SEC and has a total of 53 registrations.

Not reported

Assets Under Management

Not reported

Total Clients

69

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Anumeha Pande’s Registration & Firm History

NY

12/06/2023 - Present

Daiwa Capital Markets America Inc. (NEW YORK NY)

NY

06/11/2018 - 12/07/2023

CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)

NY

07/09/2016 - 06/10/2018

MAYBANK KIM ENG SECURITIES USA INC. (New York NY)

NY

05/22/2013 - 02/15/2016

BARCLAYS CAPITAL INC. (NEW YORK NY)

NY

12/01/2011 - 01/04/2013

RELIGARE CAPITAL MARKETS INC. (NEW YORK NY)

NY

05/19/2008 - 09/26/2011

MACQUARIE CAPITAL (USA) INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 05/20/2008

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/17/2008

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

I

Investors' Exchange LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Anumeha Pande.
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