Unclaimed
Anumeha Pande is a securities professional with over 14 years of experience in the industry. Anumeha is currently registered with Daiwa Capital Markets America Inc. and has previously held positions with CREDIT SUISSE SECURITIES (USA) LLC, MAYBANK KIM ENG SECURITIES USA INC., BARCLAYS CAPITAL INC., RELIGARE CAPITAL MARKETS INC., and MACQUARIE CAPITAL (USA) INC. Anumeha holds the Series 7, Series 63, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
12/06/2023 - Present
Daiwa Capital Markets America Inc. (NEW YORK NY)
NY
06/11/2018 - 12/07/2023
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
NY
07/09/2016 - 06/10/2018
MAYBANK KIM ENG SECURITIES USA INC. (New York NY)
NY
05/22/2013 - 02/15/2016
BARCLAYS CAPITAL INC. (NEW YORK NY)
NY
12/01/2011 - 01/04/2013
RELIGARE CAPITAL MARKETS INC. (NEW YORK NY)
NY
05/19/2008 - 09/26/2011
MACQUARIE CAPITAL (USA) INC. (NEW YORK NY)
BC
Issued 05/20/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/17/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Anumeha Pande is the right advisor for you? Invested Better is here to help.