Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Anuj? Claim Your ProfileAnuj Sheth is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc. Anuj has been in the industry since November 5, 2013. Anuj holds Series 7, 9, 10, 63, and 65 licenses and is registered in District of Columbia, Maryland, New Jersey, New York, and Texas. Anuj has a total of 7 approved registrations with FINRA. Anuj is a specialist in offering various types of advisory services, such as portfolio management, investment management for individuals, and pension consulting. Anuj also offers educational seminars and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NJ
12/17/2013 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (PENNINGTON NJ)
BC
Issued 03/28/2013
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 03/20/2013
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/04/2016
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/04/2015
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/10/2013
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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