Unclaimed
Anuj Mathur is a financial advisor with Moelis & Co. LLC in San Francisco, CA. Anuj has been in the securities industry since 2005. Anuj has a Series 7, Series 24, Series 63, and SIE licenses. Anuj previously worked at Barclays Capital Inc. and Deutsche Bank Securities Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
05/30/2018 - Present
Moelis & Co. LLC (SAN FRANCISCO CA)
CA
08/28/2014 - 05/24/2018
BARCLAYS CAPITAL INC. (MENLO PARK CA)
CA
08/18/2005 - 08/12/2014
DEUTSCHE BANK SECURITIES INC. (SAN FRANCISCO CA)
BC
Issued 08/19/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/17/2019
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/17/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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