linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Anuj Kumar Agarwal

Capital Client Group, Inc.

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Anuj? Claim Your Profile

About Anuj Kumar Agarwal

Anuj Kumar Agarwal is a registered representative with Capital Client Group, Inc. Anuj has been in the financial industry since July 26, 2016. Previously, Anuj Kumar Agarwal was employed at CHARLES SCHWAB & CO., INC. in WESTLAKE, TX. Anuj holds Series 7 and SIE licenses. Anuj is registered with FINRA and is a member of Capital Client Group, Inc.

Firm Information

Anuj Agarwal is currently registered with Capital Client Group, Inc.. Capital Client Group, Inc. is a corporation established in 1972 and headquartered in Los Angeles, California. The firm provides various investment advisory services, including recommending affiliate as an investment advisor of SMA assets. They primarily serve corporations, individuals, insurance companies, investment companies, and other investment advisors. The firm is registered with the SEC and in 53 states.
Capital Client Group, Inc.

333 SOUTH HOPE STREET

LOS ANGELES, CA 90071-1406

Not reported

Assets Under Management

Not reported

Total Clients

619

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

check

recommending affiliate as investment adviser of sma assets

Recommending affiliate as investment adviser of sma assets

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

check

other

As agreed upon in a manner that covers registrant's costs

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Anuj Agarwal’s Registration & Firm History

CA

02/13/2017 - Present

Capital Client Group, Inc. (Los Angeles CA)

TX

05/13/2016 - 11/29/2016

CHARLES SCHWAB & CO., INC. (WESTLAKE TX)

Not sure if Anuj Kumar Agarwal is right for you?

Licenses & Designations

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/13/2016

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Anuj Kumar Agarwal.
Not sure if Anuj Kumar Agarwal is right for you?