Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Anuj? Claim Your ProfileAnuj Goswamy is a financial advisor with Icapital Markets LLC in New York, NY. Anuj has been working in the financial industry since 2010. Anuj holds the Series 66, Series 7 and SIE licenses. Anuj was previously registered with ICAPITAL SECURITIES, LLC and NEUBERGER BERMAN BD LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
11/30/2023 - Present
Icapital Markets LLC (NEW YORK NY)
NY
03/19/2020 - 11/30/2023
ICAPITAL SECURITIES, LLC (NEW YORK NY)
NY
09/03/2010 - 03/10/2020
NEUBERGER BERMAN BD LLC (NEW YORK NY)
BOTH
Issued 09/21/2010
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/02/2010
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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