Unclaimed
Antony Stephen Fisher is a financial advisor currently registered with Merrill Lynch, Pierce, Fenner & Smith Inc. in Wayzata, Minnesota. Antony has been in the securities industry for over 15 years. Prior to joining Merrill Lynch, Pierce, Fenner & Smith Inc., Antony worked at Wells Fargo Clearing Services, LLC in Shakopee, Minnesota and Ameriprise Financial Services, Inc. in Minneapolis, Minnesota. Antony is licensed to sell securities in Arizona, California, Florida, Illinois, Iowa, Kansas, Michigan, Minnesota, Nebraska, Nevada, North Carolina, North Dakota, Oregon, South Dakota, Texas, Washington, and Wisconsin. Antony holds the Series 7, Series 63, Series 66, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MN
10/13/2023 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (WAYZATA MN)
MN
04/26/2021 - 06/29/2023
WELLS FARGO CLEARING SERVICES, LLC (SHAKOPEE MN)
MN
03/13/2009 - 06/07/2010
AMERIPRISE FINANCIAL SERVICES, INC. (MINNEAPOLIS MN)
MN
03/19/2008 - 12/22/2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (MINNEAPOLIS MN)
BOTH
Issued 06/17/2021
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/22/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/26/2021
Series 7TO - General Securities Representative Examination
BC
Issued 02/19/2021
SIE - Securities Industry Essentials Examination
BC
Issued 03/18/2008
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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