Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Antony? Claim Your ProfileAntony K. Thomas is an active investment advisor representative with Merrill Lynch, Pierce, Fenner & Smith Inc. Antony has been in the industry for over 10 years. Antony has worked with multiple firms, including PNC INVESTMENTS and MORGAN STANLEY. Antony is registered with the state of New Jersey and Texas. In addition to being a registered investment advisor, Antony holds Series 66, SIE, Series 7 and Series 31 licenses. Antony's prior experience includes positions with PNC BANK, Morgan Stanley Private Bank, N.A., and Bank of America, N.A..
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NJ
05/12/2023 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (MOUNT LAUREL NJ)
NJ
03/28/2018 - 06/06/2023
MORGAN STANLEY (Marlton NJ)
NJ
09/18/2009 - 05/10/2010
PNC INVESTMENTS (HACKENSACK NJ)
NJ
12/05/2006 - 04/15/2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (WAYNE NJ)
NJ
10/17/2003 - 11/03/2006
CHASE INVESTMENT SERVICES CORP. (HALEDON NJ)
NY
02/15/2002 - 11/08/2002
MORGAN STANLEY DW INC. (PURCHASE NY)
BOTH
Issued 04/27/2018
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/28/2018
Series 7 - General Securities Representative Examination
BC
Issued 03/01/2002
Series 31 - Futures Managed Funds Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Antony Thomas is the right advisor for you? Invested Better is here to help.
