Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Antony d? Claim Your ProfileAntony Desbarrieres Pougnet is a financial advisor with UBS Financial Services Inc. Antony has been in the industry since 1993 and holds several licenses and certifications including Series 6, 7, 31 and 63. Antony is a registered representative in 16 states, including Colorado, Texas, California and New York. Antony also holds the Series 65 license and is registered as an Investment Advisor Representative in Colorado and Texas. Antony specializes in providing financial planning, portfolio management, investment advice and pension consulting services to both individuals and businesses. Antony also provides educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
CO
12/02/2008 - Present
UBS Financial Services Inc. (BOULDER CO)
CO
02/20/1995 - 12/01/2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (DENVER CO)
CO
12/01/1992 - 01/18/1995
ALPS MUTUAL FUNDS SERVICES, INC. (DENVER CO)
IA
Issued 03/09/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/12/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/01/2003
Series 31 - Futures Managed Funds Examination
BC
Issued 10/13/1994
Series 7 - General Securities Representative Examination
BC
Issued 08/31/1992
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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