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Antony Byron Barber

Principal Securities, Inc.

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About Antony Byron Barber

Antony Barber is a registered representative with Principal Securities, Inc. Antony has been in the securities industry for over 10 years, and holds Series 6, 7, 63, and 65 licenses. Antony has a long history in the financial services industry, with previous roles at MML Investors Services LLC, PRUCO Securities, LLC., and ProEquities, Inc. Antony focuses on providing financial planning, pension consulting, and educational seminars to individuals and charitable organizations. Antony also provides portfolio management for individuals and selection of other advisers.

Firm Information

Antony Barber is currently registered with Principal Securities, Inc.. Principal Securities, Inc. is a corporation founded in May 1968 with its main office in Des Moines, Iowa. The firm offers financial planning, pension consulting, educational seminars, selection of other advisors, and portfolio management for individuals. They have a wrap fee program and serve various client types, including individuals, corporations, charitable organizations, and pension plans. Principal Securities, Inc. has been registered with the SEC and in all 50 states plus Puerto Rico.
Principal Securities, Inc.

711 HIGH STREET

DES MOINES, IA 50392

$12.11B

Assets Under Management

1,153

Total Clients

2,140

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Seminar fees, solicitors fees, subscription consulting fees

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Antony Barber’s Registration & Firm History

GA

01/10/2022 - Present

Principal Securities, Inc. (Atlanta GA)

GA

02/19/2019 - 01/05/2022

MML INVESTORS SERVICES, LLC (Peachtree Corners GA)

GA

10/22/2012 - 02/01/2019

PRUCO SECURITIES, LLC. (Marietta GA)

GA

07/13/2012 - 08/31/2012

PROEQUITIES, INC. (ATLANTA GA)

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Licenses & Designations

IA

Issued 04/06/2016

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 10/12/2012

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/10/2023

Series 7TO - General Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/12/2012

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Antony Byron Barber.
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