Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Antonio? Claim Your ProfileAntonio Rodriguez is a financial professional with over 30 years of experience in the industry. Antonio is currently registered with Allstate Financial Services, LLC and has experience with LAFISE Securities Corporation, Prudential Securities Incorporated, PRUCO Securities Corporation, AXA Advisors, LLC, The Equitable Life Assurance Society of the United States, and EQUICO Securities, Inc. Antonio holds Series 3, 6, 7, 9, 10, 24, 26, 53 and 63 licenses. Antonio is registered in Florida and Georgia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NE
07/21/2003 - Present
Allstate Financial Services, LLC (Lincoln NE)
FL
01/02/2003 - 07/18/2003
LAFISE SECURITIES CORPORATION (MIAMI FL)
NY
07/30/2001 - 11/13/2002
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
09/29/2000 - 07/24/2001
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NJ
04/12/2000 - 11/06/2000
PRUCO SECURITIES CORPORATION (NEWARK NJ)
NY
03/06/1996 - 03/15/2000
AXA ADVISORS, LLC (NEW YORK NY)
NY
03/06/1996 - 01/05/2000
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
NY
06/30/1995 - 10/02/1995
EQUICO SECURITIES, INC. (NEW YORK NY)
NY
01/22/1986 - 10/02/1995
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
BC
Issued 02/22/2000
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 05/28/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/10/2003
Series 53 - Municipal Securities Principal Examination
BC
Issued 09/22/2000
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 08/11/2000
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 05/10/1999
Series 24 - General Securities Principal Examination
BC
Issued 03/06/1996
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/18/2001
Series 3 - National Commodity Futures Examination
BC
Issued 02/26/1999
Series 7 - General Securities Representative Examination
BC
Issued 01/21/1986
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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