Unclaimed
Antonio Santoro is a financial professional who has been in the industry since 1999. Antonio is currently registered with Commerz Markets LLC. Antonio has previously worked for ING Financial Markets LLC, E.S. Financial Services, Inc., Atlas One Financial Group, LLC, Dresdner Kleinwort Securities LLC, and Dresdner Kleinwort Wasserstein - Grantchester, Inc.. Antonio has passed the following exams: Series 63, Series 57TO, SIE, Series 55, and Series 7. Antonio is currently registered with the state of New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
04/16/2012 - Present
Commerz Markets LLC (NEW YORK NY)
NY
07/18/2011 - 12/23/2011
ING FINANCIAL MARKETS LLC (NEW YORK NY)
NY
03/29/2010 - 07/15/2011
E.S. FINANCIAL SERVICES, INC. (NEW YORK NY)
NY
12/02/2008 - 03/09/2010
ATLAS ONE FINANCIAL GROUP, LLC (NEW YORK NY)
NY
09/05/2003 - 11/04/2008
DRESDNER KLEINWORT SECURITIES LLC (NEW YORK NY)
NY
02/04/2002 - 01/06/2003
DRESDNER KLEINWORT WASSERSTEIN - GRANTCHESTER, INC. (NEW YORK NY)
NY
10/02/1998 - 02/01/2002
DRESDNER KLEINWORT WASSERSTEIN SECURITIES LLC (NEW YORK NY)
BC
Issued 10/05/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/08/2007
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 10/01/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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