Unclaimed
Antonio Plasencia is a financial professional registered with FINRA and the states of New Jersey and New York. Antonio is currently employed with Foreside Fund Services, LLC, a firm registered with FINRA and the SEC. Antonio’s professional experience includes positions with Scotia Capital (USA) Inc. Antonio has passed the Series 63, Series 65, Series 7TO, and SIE exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
08/28/2024 - Present
Foreside Fund Services, LLC (New York NY)
NY
11/20/2021 - 06/21/2024
SCOTIA CAPITAL (USA) INC. (NEW YORK NY)
IA
Issued 02/22/2020
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/26/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/20/2021
Series 7TO - General Securities Representative Examination
BC
Issued 04/24/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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