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Antonio Plasencia

Foreside Fund Services, LLC

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About Antonio Plasencia

Antonio Plasencia is a financial professional registered with FINRA and the states of New Jersey and New York. Antonio is currently employed with Foreside Fund Services, LLC, a firm registered with FINRA and the SEC. Antonio’s professional experience includes positions with Scotia Capital (USA) Inc. Antonio has passed the Series 63, Series 65, Series 7TO, and SIE exams.

Firm Information

Antonio Plasencia is currently registered with Foreside Fund Services, LLC. Foreside Fund Services, LLC is a Limited Liability Company formed in 1998. It is registered to conduct business in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. It has also been approved for SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

625

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Antonio Plasencia’s Registration & Firm History

NY

08/28/2024 - Present

Foreside Fund Services, LLC (New York NY)

NY

11/20/2021 - 06/21/2024

SCOTIA CAPITAL (USA) INC. (NEW YORK NY)

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Licenses & Designations

IA

Issued 02/22/2020

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 08/26/2016

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 11/20/2021

Series 7TO - General Securities Representative Examination

BC

Issued 04/24/2021

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Antonio Plasencia.
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