Unclaimed
Antonio Manuel Lopez is a registered representative with Merrill Lynch, Pierce, Fenner & Smith Inc., in NEW YORK, NY. Antonio has 2 product exams and is licensed to sell securities in NY. Antonio has been in the securities industry since 2022 and has prior experience with MML Investors Services, LLC and MassMutual Life Insurance CO. Antonio's other business includes working as a part-time event security officer for Madison Square Garden Sports Corp. Antonio also has other business experience with Brown Brothers Harriman, Adelphi University, Carvel, McDonald's, Mark Twain IS 239 for the Gifted and Talented, and 9707 Fourth Avenue Apts INC. Antonio's firm, Merrill Lynch, Pierce, Fenner & Smith Inc., is a large investment firm with over $1 trillion in assets under management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
01/28/2025 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (NEW YORK NY)
NY
09/30/2023 - 11/15/2023
MML INVESTORS SERVICES, LLC (EAST HILLS NY)
BC
Issued 09/30/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/29/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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