Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Antonio? Claim Your ProfileAntonio Arteaga is a registered representative with Merrill Lynch, Pierce, Fenner & Smith Inc.. Antonio has been working in the financial industry since 1995. Antonio is licensed to provide investment advisory services in 21 states. Antonio is also a registered principal and holds several professional designations. In addition to Merrill Lynch, Pierce, Fenner & Smith Inc., Antonio has previously worked for WELLS FARGO ADVISORS, LLC, COMPASS BROKERAGE, INC., TSB SECURITIES, INC., FIRST UNION SECURITIES, INC., PRINCIPAL FINANCIAL SECURITIES, INC., AMERICAN EXPRESS FINANCIAL ADVISORS INC. and IDS LIFE INSURANCE COMPANY.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TX
08/17/2012 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (MCALLEN TX)
TX
06/22/2010 - 03/07/2011
WELLS FARGO ADVISORS, LLC (MCALLEN TX)
TX
02/01/2008 - 01/28/2009
COMPASS BROKERAGE, INC. (ABILENE TX)
TX
01/30/2002 - 11/05/2008
TSB SECURITIES, INC. (MCALLEN TX)
MO
05/11/1998 - 02/15/2002
FIRST UNION SECURITIES, INC. (ST. LOUIS MO)
TX
05/24/1993 - 05/11/1998
PRINCIPAL FINANCIAL SECURITIES,INC. (DALLAS TX)
MN
10/26/1992 - 04/29/1993
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
10/26/1992 - 04/29/1993
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
IA
Issued 4/21/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/30/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 6/29/2004
Series 53 - Municipal Securities Principal Examination
BC
Issued 12/12/2002
Series 24 - General Securities Principal Examination
BC
Issued 1/2/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/23/1992
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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