Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Antonio? Claim Your ProfileAntonio Kenneth Cotton is an active Registered Representative and Investment Advisor Representative with UBS Financial Services Inc. in West Palm Beach, FL. Antonio Kenneth Cotton has been in the financial industry since December 13, 2006. Antonio Kenneth Cotton's previous firm was Merrill Lynch, Pierce, Fenner & Smith Incorporated. Antonio Kenneth Cotton works with individuals, high-net-worth individuals, corporations and other businesses, insurance companies, charitable organizations, pension and profit-sharing plans, state or municipal government entities, other investment advisors, and pooled investment vehicles. Antonio Kenneth Cotton has passed the General Securities Representative Examination (Series 7), the Uniform Combined State Law Examination (Series 66), the General Securities Sales Supervisor - Options Module Examination (Series 9), and the General Securities Sales Supervisor - General Module Examination (Series 10).
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
FL
06/25/2015 - Present
UBS Financial Services Inc. (WEST PALM BEACH FL)
FL
12/14/2006 - 06/23/2015
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (PALM BEACH GARDENS FL)
BOTH
Issued 06/27/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/18/2008
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/05/2008
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/13/2006
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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