Unclaimed
Antonio Gomez is a financial professional with over 9 years of experience in the industry. Antonio is currently registered with Northwestern Mutual Investment Services, LLC and holds a Series 66, Series 26 and Series 7 licenses. Antonio has been registered with the state of New York since August 21, 2014. Antonio is also registered in 23 other states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
NY
08/21/2014 - Present
Northwestern Mutual Investment Services, LLC (MELVILLE NY)
NY
02/15/2014 - 05/27/2014
H.D. VEST INVESTMENT SERVICES (HOLBROOK NY)
BOTH
Issued 05/10/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/13/2024
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/15/2014
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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