Unclaimed
Antonio Capobianco is an investment advisor representative with Capital Client Group, Inc. He has been in the industry since 2016 and has experience working with Neuberger Berman BD LLC and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Antonio holds FINRA Series 7, 9, 63, and 66 licenses, as well as the SIE exam. He is also a Certified Financial Planner. Capital Client Group, Inc. is an investment advisor firm headquartered in Los Angeles, California.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Recommending affiliate as investment adviser of sma assets
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
As agreed upon in a manner that covers registrant's costs
1
2
CA
07/10/2023 - Present
Capital Client Group, Inc. (LOS ANGELES CA)
IL
05/08/2018 - 08/09/2019
NEUBERGER BERMAN BD LLC (CHICAGO IL)
IL
04/29/2016 - 05/10/2018
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (DES PLAINES IL)
BOTH
Issued 06/30/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/12/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/15/2017
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/29/2016
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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