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Antonio Giancarlo Capobianco

Capital Client Group, Inc.

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About Antonio Giancarlo Capobianco

Antonio Capobianco is an investment advisor representative with Capital Client Group, Inc. He has been in the industry since 2016 and has experience working with Neuberger Berman BD LLC and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Antonio holds FINRA Series 7, 9, 63, and 66 licenses, as well as the SIE exam. He is also a Certified Financial Planner. Capital Client Group, Inc. is an investment advisor firm headquartered in Los Angeles, California.

Firm Information

Antonio Capobianco is currently registered with Capital Client Group, Inc.. Capital Client Group, Inc. is a corporation established in 1972 and headquartered in Los Angeles, California. The firm provides various investment advisory services, including recommending affiliate as an investment advisor of SMA assets. They primarily serve corporations, individuals, insurance companies, investment companies, and other investment advisors. The firm is registered with the SEC and in 53 states.
Capital Client Group, Inc.

333 SOUTH HOPE STREET

LOS ANGELES, CA 90071-1406

Not reported

Assets Under Management

Not reported

Total Clients

619

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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recommending affiliate as investment adviser of sma assets

Recommending affiliate as investment adviser of sma assets

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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other

As agreed upon in a manner that covers registrant's costs

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Antonio Capobianco’s Registration & Firm History

CA

07/10/2023 - Present

Capital Client Group, Inc. (LOS ANGELES CA)

IL

05/08/2018 - 08/09/2019

NEUBERGER BERMAN BD LLC (CHICAGO IL)

IL

04/29/2016 - 05/10/2018

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (DES PLAINES IL)

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Licenses & Designations

BOTH

Issued 06/30/2017

Series 66 - Uniform Combined State Law Examination

BC

Issued 05/12/2016

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 09/15/2017

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/29/2016

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Antonio Giancarlo Capobianco.
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