Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Antonio? Claim Your ProfileAntonio Ferrareis is a financial professional with over 25 years of experience in the industry. Antonio holds a variety of licenses and registrations, including Series 3, 4, 7, 9, 10, 24, 52TO, 53, 55, 57TO, and 63, and has previously held licenses for Series 66. Antonio is currently registered with Tp Icap Global Markets Americas Llc and Liquidnet, Inc. Prior to these firms Antonio was also registered with Tullett Prebon Financial Services LLC, Oppenheimer & Co. Inc., Stifel, Nicolaus & Company, Incorporated, Morgan Stanley, FTN Financial Securities Corp, Newedge USA, LLC, Fimat Preferred LLC, PreferredTrade, Inc., and Financorp Group International Corporation. Antonio has a strong background in the financial markets and is dedicated to providing his clients with personalized service and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
09/15/2021 - Present
TP Icap Global Markets Americas LLC (NEW YORK NY)
NY
08/13/2020 - 06/30/2023
TULLETT PREBON FINANCIAL SERVICES LLC (New York NY)
NY
12/02/2019 - 03/13/2020
OPPENHEIMER & CO. INC. (NEW YORK NY)
NY
01/17/2018 - 07/17/2019
STIFEL, NICOLAUS & COMPANY, INCORPORATED (NEW YORK NY)
NY
05/01/2017 - 01/04/2018
MORGAN STANLEY (NEW YORK NY)
NY
07/05/2016 - 01/03/2017
FTN FINANCIAL SECURITIES CORP (NEW YORK NY)
NY
01/01/2007 - 01/07/2015
NEWEDGE USA, LLC (NEW YORK NY)
CA
07/01/2005 - 01/03/2007
FIMAT PREFERRED LLC (SAN FRANCISCO CA)
CA
11/20/1996 - 07/01/2005
PREFERREDTRADE, INC. (SAN FRANCISCO CA)
FL
07/09/1993 - 03/20/1996
FINANCORP GROUP INTERNATIONAL CORPORATION (MIAMI FL)
BOTH
Issued 05/30/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/12/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/16/2022
Series 53 - Municipal Securities Principal Examination
BC
Issued 02/28/2000
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 02/28/2000
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 07/03/1995
Series 4 - Registered Options Principal Examination
BC
Issued 05/10/1993
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/09/2003
Series 3 - National Commodity Futures Examination
BC
Issued 04/24/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 04/12/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
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