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Antonio Fazio

TD Securities (usa) LLC

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About Antonio Fazio

Antonio Fazio is a registered representative with TD Securities (USA) LLC in Houston, Texas. Antonio holds the Series 7TO, SIE, and Series 79 securities licenses and has been in the securities industry since August 3, 2018. Antonio has previously worked with Credit Suisse Securities (USA) LLC, Jefferies LLC, and Piper Jaffray & Co. Antonio is registered with the states of New York and Texas.

Firm Information

Antonio Fazio is currently registered with TD Securities (usa) LLC. TD Securities (USA) LLC is a Limited Liability Company formed in November 2004. The firm is registered in all 50 states, as well as the District of Columbia and Puerto Rico. It is also registered with the Securities and Exchange Commission.

Not reported

Assets Under Management

Not reported

Total Clients

174

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Antonio Fazio’s Registration & Firm History

TX

06/26/2023 - Present

TD Securities (usa) LLC (HOUSTON TX)

TX

11/17/2021 - 07/21/2023

CREDIT SUISSE SECURITIES (USA) LLC (HOUSTON TX)

TX

05/09/2018 - 12/10/2019

JEFFERIES LLC (HOUSTON TX)

TX

08/12/2016 - 04/23/2018

PIPER JAFFRAY & CO. (HOUSTON TX)

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Licenses & Designations

BC

Issued 09/12/2016

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/22/2022

Series 7TO - General Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/11/2016

Series 79 - Investment Banking Registered Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Antonio Fazio.
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