Unclaimed
Antonio Fazio is a registered representative with TD Securities (USA) LLC in Houston, Texas. Antonio holds the Series 7TO, SIE, and Series 79 securities licenses and has been in the securities industry since August 3, 2018. Antonio has previously worked with Credit Suisse Securities (USA) LLC, Jefferies LLC, and Piper Jaffray & Co. Antonio is registered with the states of New York and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
TX
06/26/2023 - Present
TD Securities (usa) LLC (HOUSTON TX)
TX
11/17/2021 - 07/21/2023
CREDIT SUISSE SECURITIES (USA) LLC (HOUSTON TX)
TX
05/09/2018 - 12/10/2019
JEFFERIES LLC (HOUSTON TX)
TX
08/12/2016 - 04/23/2018
PIPER JAFFRAY & CO. (HOUSTON TX)
BC
Issued 09/12/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/22/2022
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/11/2016
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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