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Antonio Eduardo Arce

H.c.wainwright & CO., LLC

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About Antonio Eduardo Arce

Antonio Eduardo Arce is a financial advisor with over 15 years of experience in the industry. Antonio is currently registered with H.c.wainwright & Co., LLC in New York, NY. Prior to this, Antonio was also registered with Roth Capital Partners, LLC, MLV & Co. LLC, Wedbush Securities Inc., UBS Securities LLC and First Albany Capital Inc., all in New York, NY. Antonio holds Series 7, 86, 87, 63 and 66 securities licenses. Antonio is also registered in Florida and New York as a Broker-Dealer.

Firm Information

Antonio Arce is currently registered with H.c.wainwright & CO., LLC. H.c.wainwright & CO., LLC is a Limited Liability Company that was formed in April 2013. They are registered to conduct business in all 50 U.S. states, the District of Columbia, Puerto Rico, and the Virgin Islands. They are also registered with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

11

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Antonio Arce’s Registration & Firm History

NY

07/08/2015 - Present

H.c.wainwright & CO., LLC (NEW YORK NY)

NY

12/10/2013 - 02/26/2015

ROTH CAPITAL PARTNERS, LLC (NEW YORK NY)

NY

04/08/2011 - 11/19/2013

MLV & CO. LLC (NEW YORK NY)

NY

08/18/2010 - 03/02/2011

WEDBUSH SECURITIES INC. (NEW YORK NY)

NY

05/04/2007 - 05/21/2008

UBS SECURITIES LLC (NEW YORK NY)

NY

09/01/2005 - 05/02/2007

FIRST ALBANY CAPITAL INC. (NEW YORK NY)

MN

03/07/2002 - 04/10/2002

AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)

MN

03/07/2002 - 04/10/2002

IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)

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Licenses & Designations

BC

Issued 07/22/2013

Series 63 - Uniform Securities Agent State Law Examination

BOTH

Issued 06/10/2002

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/12/2005

Series 87 - Research Analyst Exam - Part II Regulations Module

BC

Issued 10/06/2005

Series 86 - Research Analyst Exam - Part I Analysis Module

BC

Issued 08/31/2005

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Antonio Eduardo Arce.
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