linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Antonio Dos santos

National Financial Services LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Antonio? Claim Your Profile

About Antonio Dos santos

Antonio Dos santos is a financial advisor with over 20 years of experience in the industry. Antonio is currently registered with National Financial Services LLC and Fidelity Distributors Co. LLC. Antonio has a strong background in investments, holding Series 6, 7, 26, 51, and 63 licenses. Antonio has previously worked with Fidelity Distributors Corporation, Pyramus Distributors Corporation LLC, Fidelity Investments Institutional Services Company, Inc., and Putnam Mutual Funds Corp. Antonio is committed to providing clients with personalized financial advice and guidance to help them achieve their financial goals.

Firm Information

Antonio Dos santos is currently registered with National Financial Services LLC. National Financial Services LLC is a Limited Liability Company formed in June 2000. The firm is registered to conduct business in all 50 states, the District of Columbia, Puerto Rico and the Virgin Islands. The firm has been the subject of 45 regulatory event disclosures, 1 civil event disclosure and 14 arbitration disclosures.

Not reported

Assets Under Management

Not reported

Total Clients

598

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Antonio Dos santos’s Registration & Firm History

RI

11/09/2020 - Present

National Financial Services LLC (SMITHFIELD RI)

RI

06/29/2016 - 12/31/2019

FIDELITY DISTRIBUTORS CORPORATION (SMITHFIELD RI)

RI

07/23/2009 - 05/12/2016

PYRAMIS DISTRIBUTORS CORPORATION LLC (SMITHFIELD RI)

RI

02/11/2004 - 06/12/2009

FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (SMITHFIELD RI)

MA

04/24/1998 - 04/16/1999

PUTNAM MUTUAL FUNDS CORP. (BOSTON MA)

Not sure if Antonio Dos santos is right for you?

Licenses & Designations

BC

Issued 03/09/2004

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 04/20/2005

Series 51 - Municipal Fund Securities Principal Examination

BC

Issued 03/29/2004

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/29/2017

Series 7 - General Securities Representative Examination

BC

Issued 02/10/2004

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Antonio Dos santos.
Not sure if Antonio Dos santos is right for you?