Unclaimed
Antonio Cardinal Neal is a registered representative with Smbc Nikko Securities America, Inc., having joined the firm on August 26, 2024. Antonio is registered in 51 states and the District of Columbia. Antonio holds the Series 79TO, Series 63 and SIE licenses and has been in the industry since August 25, 2024.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
TX
08/26/2024 - Present
Smbc Nikko Securities America, Inc. (Houston TX)
BC
Issued 08/31/2024
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/26/2024
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 07/30/2024
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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