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Antonio Cardinal Neal

Smbc Nikko Securities America, Inc.

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About Antonio Cardinal Neal

Antonio Cardinal Neal is a registered representative with Smbc Nikko Securities America, Inc., having joined the firm on August 26, 2024. Antonio is registered in 51 states and the District of Columbia. Antonio holds the Series 79TO, Series 63 and SIE licenses and has been in the industry since August 25, 2024.

Firm Information

Antonio Neal is currently registered with Smbc Nikko Securities America, Inc.. Smbc Nikko Securities America, Inc. is a Corporation registered in the United States and has been in operation since August 8, 1990. The firm has a presence in all 50 states and the District of Columbia, with a total of 52 state registrations. Smbc Nikko Securities America, Inc. has one SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

313

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Antonio Neal’s Registration & Firm History

TX

08/26/2024 - Present

Smbc Nikko Securities America, Inc. (Houston TX)

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Licenses & Designations

BC

Issued 08/31/2024

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/26/2024

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 07/30/2024

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Antonio Cardinal Neal.
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