Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Antonio? Claim Your ProfileAntonio Lee is a financial advisor with over 23 years of experience in the financial services industry. Antonio is currently registered with Citigroup Global Markets Inc. in Roslyn, NY. Antonio has a strong track record of providing investment advice and financial planning services to individuals and businesses. Antonio holds Series 7, 10, 24, 63, and 66 securities licenses and is a registered investment advisor in the state of New York. Antonio has a proven track record of success in helping clients achieve their financial goals. Previously, Antonio was employed by Morgan Stanley Smith Barney, Citigroup Global Markets Inc. and CitiCorp Investment Services.
Roslyn, NY
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NY
08/17/2021 - Present
Citigroup Global Markets Inc. (Roslyn NY)
NY
06/01/2009 - 06/10/2011
MORGAN STANLEY SMITH BARNEY (PURCHASE NY)
NY
05/29/2007 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
08/05/2002 - 05/29/2007
CITICORP INVESTMENT SERVICES (NEW YORK NY)
NY
03/05/1998 - 09/29/2000
CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)
NE
08/26/1997 - 03/20/1998
WATERHOUSE SECURITIES, INC. (OMAHA NE)
BOTH
Issued 12/19/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 9/3/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 1/2/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 3/27/2009
Series 24 - General Securities Principal Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 8/25/1997
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
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Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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