Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Antonio? Claim Your ProfileAntonio Alfredo Fontana is a financial advisor with over 27 years of experience in the industry. Antonio is currently registered with Wells Fargo Clearing Services, LLC and is licensed to provide investment advice in 13 states. Antonio has previously worked with J.P. Morgan Securities LLC, Wells Fargo Advisors, LLC, H&R Block Financial Advisors, Inc., Citigroup Global Markets Inc., and Morgan Stanley DW Inc. Antonio has a strong background in financial planning, portfolio management, and investment consulting. Antonio has earned the Series 63, 66, 7, 9, 10, 31, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
03/03/2022 - Present
Wells Fargo Clearing Services, LLC (ROLLING HILLS ESTATES CA)
CA
06/02/2014 - 03/08/2022
J.P. MORGAN SECURITIES LLC (LOS ANGELES CA)
CA
02/01/2008 - 06/03/2014
WELLS FARGO ADVISORS, LLC (LOS ANGELES CA)
CA
07/21/2006 - 02/08/2008
H&R BLOCK FINANCIAL ADVISORS, INC. (CENTURY CITY CA)
CA
08/24/2001 - 07/28/2006
CITIGROUP GLOBAL MARKETS INC. (EL SEGUNDO CA)
NY
05/24/1995 - 08/27/2001
MORGAN STANLEY DW INC. (PURCHASE NY)
BOTH
Issued 09/27/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/26/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/19/2006
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/28/2006
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/16/1995
Series 31 - Futures Managed Funds Examination
BC
Issued 05/23/1995
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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