Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Antonio? Claim Your ProfileAntonio Carter is a financial advisor with over 17 years of experience in the industry. Antonio is registered with Principal Securities, Inc. and holds several licenses, including Series 6, 7, 24, 26, 52, 53, and 66. Antonio specializes in providing financial planning, pension consulting, and portfolio management services. Antonio has worked with a variety of clients, including individuals, corporations, charitable organizations, and pension and profit-sharing plans. Antonio is committed to providing his clients with personalized financial advice and helping them reach their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Seminar fees, solicitors fees, subscription consulting fees
1
2
IA
05/19/2023 - Present
Principal Securities, Inc. (DES MOINES IA)
OR
09/09/2022 - 04/27/2023
M HOLDINGS SECURITIES, INC. (PORTLAND OR)
CA
12/10/2015 - 08/30/2022
COMMONWEALTH FINANCIAL NETWORK (SAN DIEGO CA)
CA
10/01/2015 - 12/22/2015
SORRENTO PACIFIC FINANCIAL, LLC (SAN DIEGO CA)
CA
10/01/2015 - 12/07/2015
CUSO FINANCIAL SERVICES, L.P. (SAN DIEGO CA)
CA
06/28/2011 - 09/30/2015
COMMONWEALTH FINANCIAL NETWORK (SAN DIEGO CA)
MA
11/17/2010 - 06/24/2011
SIGNATOR INVESTORS, INC. (BOSTON MA)
MA
06/16/2008 - 11/12/2010
METLIFE INVESTORS DISTRIBUTION COMPANY (BOSTON MA)
MA
06/16/2008 - 11/12/2010
METLIFE SECURITIES INC. (BOSTON MA)
MA
06/16/2008 - 11/12/2010
NEW ENGLAND SECURITIES (BOSTON MA)
MA
06/16/2008 - 11/12/2010
TOWER SQUARE SECURITIES, INC. (BOSTON MA)
MA
06/16/2008 - 11/12/2010
WALNUT STREET SECURITIES, INC. (BOSTON MA)
RI
10/31/2005 - 04/25/2008
CCO INVESTMENT SERVICES CORP. (SMITHFIELD RI)
BOTH
Issued 11/07/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/20/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/05/2012
Series 4 - Registered Options Principal Examination
BC
Issued 01/10/2011
Series 53 - Municipal Securities Principal Examination
BC
Issued 10/14/2008
Series 24 - General Securities Principal Examination
BC
Issued 06/02/2006
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/12/2007
Series 7 - General Securities Representative Examination
BC
Issued 10/28/2005
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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