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Antonino Robert Sanfilippo

DWS Distributors, Inc.

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About Antonino Robert Sanfilippo

Antonino Sanfilippo is a securities professional registered with DWS Distributors, Inc., based in Chicago, Illinois. Antonino has been active in the securities industry since March 19, 2019. Antonino holds Series 7TO, Series 99TO and Series 63 licenses and is registered in 53 states. Prior to joining DWS Distributors, Inc., Antonino worked at FIS Brokerage & Securities Services LLC.

Firm Information

Antonino Sanfilippo is currently registered with DWS Distributors, Inc.. DWS Distributors, Inc. is a corporation formed in September 1994 and is registered in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has been involved in 5 regulatory events and 1 arbitration case.

Not reported

Assets Under Management

Not reported

Total Clients

51

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Antonino Sanfilippo’s Registration & Firm History

IL

07/03/2023 - Present

DWS Distributors, Inc. (CHICAGO IL)

IL

03/01/2019 - 06/13/2023

FIS BROKERAGE & SECURITIES SERVICES LLC (GENEVA IL)

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Licenses & Designations

BC

Issued 04/04/2019

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 03/01/2019

Series 7TO - General Securities Representative Examination

BC

Issued 12/03/2018

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Antonino Robert Sanfilippo.
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