Unclaimed
Antoni Enrique Lucas is a financial advisor with Wedbush Securities Inc. Antoni has been in the financial services industry since 1990. Antoni specializes in financial planning, pension consulting, educational seminars, and selection of other advisors. Antoni is registered with FINRA and is a Registered Representative in the state of California.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
04/14/2014 - Present
Wedbush Securities Inc. (LOS ANGELES CA)
CA
03/08/2012 - 04/04/2014
MUTUAL SECURITIES, INC. (BEVERLY HILLS CA)
CA
11/24/2010 - 03/09/2012
PURSHE KAPLAN STERLING INVESTMENTS (BEVERLY HILLS CA)
CA
06/01/2009 - 12/01/2010
MORGAN STANLEY SMITH BARNEY (BEVERLY HILLS CA)
CA
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (BEVERLY HILLS CA)
CA
10/05/1995 - 04/02/2007
MORGAN STANLEY DW INC. (LONG BEACH CA)
NY
04/13/1994 - 09/08/1995
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
02/24/1994 - 04/13/1994
SMITH BARNEY SHEARSON INC. (NEW YORK NY)
CA
10/14/1993 - 11/08/1993
COLUMBUS FINANCIAL, INC. (BEVERLY HILLS CA)
NA
05/03/1990 - 10/04/1993
THE CAMDEN GROUP
BOTH
Issued 06/02/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/02/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/06/2001
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 02/02/2001
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/22/1997
Series 31 - Futures Managed Funds Examination
BC
Issued 02/23/1994
Series 7 - General Securities Representative Examination
BC
Issued 05/02/1990
Series 22 - Direct Participation Programs Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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