Unclaimed
Anton Brog is a financial advisor registered with LPL Financial LLC. Anton has over 20 years of experience in the financial services industry. Anton has a Series 7, Series 63, Series 66, Series 24, and Series 53 license. Anton is registered to provide investment advice in 21 states. Anton has previously worked for MML Investors Services, LLC and Eagle Gate Securities, Inc. Anton also operates a number of businesses including: Intermountain Financial Group, Wagstaff and Crawford, and We Are Trash LLC. Anton also provides non-variable insurance under the DBA - Intermountain Financial Group. Anton is dedicated to providing comprehensive financial planning and investment advice to individuals, families, and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
UT
10/25/2013 - Present
LPL Financial LLC (MIDVALE UT)
UT
02/11/2008 - 11/08/2013
MML INVESTORS SERVICES, LLC (SALT LAKE CITY UT)
UT
10/03/2000 - 06/02/2004
EAGLE GATE SECURITIES, INC. (SALT LAKE CITY UT)
BOTH
Issued 03/10/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/13/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/06/2009
Series 53 - Municipal Securities Principal Examination
BC
Issued 12/05/2008
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/09/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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