Unclaimed
Anton Nikolaev is a financial professional with over 15 years of experience in the industry. Anton is currently registered with Interactive Brokers LLC and Interactive Brokers Corp. and holds a Series 7, Series 55, Series 57, and SIE licenses, as well as a Series 63 license. Anton has a strong background in securities trading and investment, having worked at UBS Securities LLC, Deutsche Bank Securities Inc. and Citigroup Global Markets Inc. Anton specializes in providing investment advice and trading services to individual and institutional clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CT
10/23/2023 - Present
Interactive Brokers LLC (GREENWICH CT)
NY
06/05/2018 - 10/24/2023
UBS SECURITIES LLC (NEW YORK NY)
NY
06/13/2007 - 12/16/2009
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
NY
07/07/2005 - 06/29/2007
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
BC
Issued 06/26/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/10/2018
Series 57 - Securities Trader Exam
BC
Issued 06/05/2018
Series 7 - General Securities Representative Examination
BC
Issued 08/01/2007
Series 55 - Limited Representative-Equity Trader Exam
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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