Unclaimed
Anton Kozlov is a financial advisor with over 12 years of experience in the industry. Anton is currently registered with Quasar Distributors, LLC, a firm that is not registered with the Securities and Exchange Commission, but is registered with 51 state securities regulators. Anton is also a registered representative of FINRA. Anton's previous experience includes working at AXA Advisors, LLC, a firm that is registered with both the SEC and the state securities regulators. Anton holds the Series 63, 66, 7, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
01/17/2024 - Present
Quasar Distributors, LLC (New York NY)
NY
01/14/2011 - 04/15/2011
AXA ADVISORS, LLC (NEW YORK NY)
BC
Issued 03/11/2024
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 03/24/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/17/2024
Series 7TO - General Securities Representative Examination
BC
Issued 12/28/2023
SIE - Securities Industry Essentials Examination
BC
Issued 01/13/2011
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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