Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Anton? Claim Your ProfileAnton Strumphler is an experienced financial advisor with over 20 years of experience in the industry. Anton is currently registered with Morgan Stanley and has previously been registered with UBS Financial Services Inc., Northern Trust Securities, Inc., ABN AMRO Distribution Services (USA), Inc., PFPC Distributors, Inc., and ABN AMRO Incorporated. Anton holds Series 63, 66, 7, and SIE licenses. Anton is also registered in 33 states to provide investment advice, including Illinois, Louisiana, and Texas. Anton specializes in providing financial advice to individuals, businesses, investment companies, insurance companies, charitable organizations, and pension and profit-sharing plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
LA
10/08/2021 - Present
Morgan Stanley (New Orleans LA)
IL
08/10/2007 - 11/02/2021
UBS FINANCIAL SERVICES INC. (NORTHBROOK IL)
IL
04/12/2005 - 07/25/2007
NORTHERN TRUST SECURITIES, INC. (CHICAGO IL)
ME
12/22/2000 - 04/18/2005
ABN AMRO DISTRIBUTION SERVICES (USA), INC. (PORTLAND ME)
ME
02/28/2000 - 12/31/2000
PFPC DISTRIBUTORS, INC. (PORTLAND ME)
CT
07/29/1998 - 07/26/1999
ABN AMRO INCORPORATED (STAMFORD CT)
BOTH
Issued 08/24/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/03/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/28/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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