Unclaimed
Antoinette April Brooks is a licensed investment advisor representative at PFS Investments Inc., based in Wilmington, Delaware. Antoinette is also a realtor for EXP Realty, which is not investment related. Antoinette has been working in the financial services industry since August 1997. She is a registered investment advisor representative in Delaware and has passed several industry exams, including the Series 63, Series 65 and Series 6TO exams. Antoinette is also registered as a broker-dealer in Delaware, Florida, Georgia, Maryland, Michigan, New York, North Carolina and Pennsylvania.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
1
2
DE
02/14/2023 - Present
PFS Investments Inc. (WILMINGTON DE)
IA
Issued 12/30/2022
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/02/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/22/2022
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 06/03/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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