Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Antoine? Claim Your ProfileAntoine Rosa is a financial advisor registered with J.P. Morgan Securities LLC, a large brokerage firm. Antoine has been working in the financial services industry since August 2005. Before joining J.P. Morgan, Antoine worked at Wells Fargo Clearing Services, LLC. Antoine holds Series 7, Series 63 and Series 66 licenses and is registered in Florida as an investment advisor representative. Antoine has extensive experience serving high-net-worth individuals, corporations, and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
FL
04/24/2023 - Present
J.p. Morgan Securities LLC (TAMARAC FL)
FL
08/21/2014 - 04/26/2023
WELLS FARGO CLEARING SERVICES, LLC (HOLLYWOOD FL)
NY
04/25/2014 - 08/06/2014
VANDERBILT SECURITIES, LLC (WOODBURY NY)
NY
11/08/2011 - 07/03/2012
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (BROOKLYN NY)
NY
08/24/2005 - 11/13/2009
CHASE INVESTMENT SERVICES CORP. (WOODHAVEN NY)
NY
05/01/2003 - 07/13/2005
U.S. FINANCIAL INVESTMENTS, INC. (NEW YORK NY)
NY
05/23/2002 - 06/25/2003
U.S. SECURITIES & FUTURES CORP. (NEW YORK NY)
CO
11/08/2001 - 05/31/2002
SCHNEIDER SECURITIES, INC. (DENVER CO)
NY
05/01/2001 - 06/26/2001
H.C. WAINWRIGHT & CO., INC. (NEW YORK NY)
NY
04/19/2001 - 04/27/2001
FIRST REPUBLIC GROUP, LLC (NEW YORK NY)
BOTH
Issued 12/09/2020
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/01/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/18/2001
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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