Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Antoine? Claim Your ProfileAntoine Le is a financial advisor with J.p. Morgan Securities LLC. Antoine has been in the industry since November 25, 2006. Antoine holds Series 7, Series 9, Series 10, and Series 66 licenses. Antoine is registered with the state of California as well as Texas, and is also registered with FINRA. Antoine has been with J.p. Morgan Securities LLC since February 2019 and is currently located in Sherman Oaks, California. Antoine also has experience with Scottrade, Inc. and TD Ameritrade, Inc. Antoine has a strong focus on investing and works with a variety of clients, including high-net-worth individuals, corporations, charitable organizations, and pension plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
CA
05/02/2024 - Present
J.p. Morgan Securities LLC (SHERMAN OAKS CA)
CA
11/29/2016 - 03/08/2018
SCOTTRADE, INC. (ENCINO CA)
CA
02/27/2008 - 09/26/2016
TD AMERITRADE, INC. (ENCINO CA)
CA
05/10/2005 - 10/01/2007
AMERIPRISE FINANCIAL SERVICES, INC. (GLENDALE CA)
MN
05/10/2005 - 07/03/2006
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BOTH
Issued 04/27/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/03/2017
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 04/03/2017
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 03/08/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/09/2005
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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