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Antoine Julien Babule

SG Americas Securities, LLC

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About Antoine Julien Babule

Antoine Julien Babule is a financial professional with over a decade of experience in the industry. Antoine has a strong background in securities and investments, holding a variety of licenses and certifications. Antoine is currently registered with SG Americas Securities, LLC, where Antoine is a representative. Prior to joining SG Americas Securities, LLC, Antoine was registered with NEWEDGE USA, LLC. Antoine's expertise includes a wide range of financial products and services, and Antoine is dedicated to providing clients with personalized advice and guidance.

Firm Information

Antoine Babule is currently registered with SG Americas Securities, LLC. SG Americas Securities, LLC is a Limited Liability Company formed on August 8, 2003. The firm is registered with the SEC and in all 50 states, as well as Puerto Rico. They have a history of regulatory events, including 109 disclosures, as well as a criminal disclosure and an arbitration disclosure.

Not reported

Assets Under Management

Not reported

Total Clients

557

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Antoine Babule’s Registration & Firm History

IL

01/02/2015 - Present

SG Americas Securities, LLC (CHICAGO IL)

IL

09/24/2010 - 01/02/2015

NEWEDGE USA, LLC (CHICAGO IL)

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Licenses & Designations

BC

Issued 01/27/2011

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/13/2010

Series 4 - Registered Options Principal Examination

BC

Issued 12/06/2010

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 01/02/2023

Series 7TO - General Securities Representative Examination

BC

Issued 01/29/2021

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/01/2010

Series 3 - National Commodity Futures Examination

BC

Issued 09/23/2010

Series 38 - Canada Module of the General Securities Registered Representative (Without Options Questions)

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX PEARL, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Antoine Julien Babule.
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