Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Antoine? Claim Your ProfileAntoine D. Banks is a financial professional with over 20 years of experience in the industry. Antoine's professional journey has spanned several prominent firms, including Charles Schwab & Co., Inc., TD Ameritrade Clearing, Inc., and National Financial Services LLC. Antoine is currently registered with Apex Clearing Corp. and holds a variety of licenses and certifications including Series 6, 7TO, 24, 63, 99TO, and SIE. Antoine's commitment to providing excellent service is evident in the depth of their experience and professional qualifications.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
TX
04/10/2024 - Present
Apex Clearing Corp. (DALLAS TX)
TX
03/28/2023 - 03/25/2024
CHARLES SCHWAB & CO., INC. (Westlake TX)
TX
07/14/2021 - 03/25/2024
TD AMERITRADE CLEARING, INC. (Westlake TX)
TX
12/20/2001 - 01/29/2008
NATIONAL FINANCIAL SERVICES LLC (WESTLAKE TX)
RI
12/01/1997 - 12/20/2001
FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (SMITHFIELD RI)
BC
Issued 01/22/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/19/2021
Series 24 - General Securities Principal Examination
BC
Issued 05/17/2024
Series 99TO - Operations Professional Examination
BC
Issued 07/14/2021
Series 7TO - General Securities Representative Examination
BC
Issued 03/05/2021
SIE - Securities Industry Essentials Examination
BC
Issued 11/20/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Antoine Banks is the right advisor for you? Invested Better is here to help.
