Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Anthony? Claim Your ProfileAnthony Eugene Serna is a registered representative with Wells Fargo Clearing Services, LLC, and has been in the financial services industry since June 28, 2018. Anthony Eugene Serna holds Series 6, 7TO, and SIE licenses. Anthony Eugene Serna is registered to offer securities in California, Indiana, Montana, Nevada, and New York. Prior to joining Wells Fargo Clearing Services, LLC, Anthony Eugene Serna was employed by U.S. BANCORP INVESTMENTS, INC. in Saint Paul, Minnesota. Anthony Eugene Serna's firm has approximately $10 billion - $50 billion in regulatory assets under management. Anthony Eugene Serna's firm has a large number of clients, including individuals, high-net-worth individuals, corporations, charitable organizations, and pension and profit-sharing plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
10/05/2020 - Present
Wells Fargo Clearing Services, LLC (ANTIOCH CA)
MN
02/26/2018 - 06/03/2020
U.S. BANCORP INVESTMENTS, INC. (SAINT PAUL MN)
BC
Issued 12/18/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/05/2020
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/26/2018
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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