Unclaimed
Anthony Basmajian is a financial professional with over 20 years of experience in the industry. Anthony is currently registered with Harris Williams in Richmond, Virginia. Anthony has previously held positions with Deutsche Bank Securities Inc, Credit Suisse Securities (USA) LLC, Bear, Stearns & Co. Inc. and First Union Securities, Inc. Anthony holds a Series 7, Series 24, Series 3, Series 55, Series 57TO, Series 79TO, and Series 63 license. Anthony is a registered representative in Virginia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
VA
05/03/2017 - Present
Harris Williams (RICHMOND VA)
NY
05/27/2011 - 05/11/2017
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
NY
07/30/2009 - 05/05/2011
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
NY
07/24/2008 - 08/28/2008
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
NY
07/17/2001 - 02/21/2007
BEAR, STEARNS & CO. INC. (NEW YORK NY)
MO
06/07/2000 - 07/31/2001
FIRST UNION SECURITIES, INC. (ST. LOUIS MO)
BC
Issued 10/26/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/09/2017
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/08/2006
Series 25 - NYSE Trading Assistant Examination
BC
Issued 01/24/2004
Series 3 - National Commodity Futures Examination
BC
Issued 09/27/2003
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 03/30/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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