Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Anthony? Claim Your ProfileAnthony You ding Lee is a registered investment advisor representative with Cetera Investment Advisers LLC. Anthony has over 30 years of experience in the financial services industry and has held various positions with several firms including First Allied Securities, Inc., First Montauk Securities Corp., First Albany Corporation, Josephthal Lyon & Ross Incorporated, Prime Charter Ltd., PaineWebber Incorporated, Oppenheimer & Co., Inc., L. F. Rothschild & Co. Incorporated, MacPeg, Ross, O'Connell & Goldaber, Inc., and Smith Barney, Harris Upham & Co., Incorporated. Anthony's expertise includes financial planning, pension consulting, educational seminars, selection of other advisers, portfolio management for businesses, and portfolio management for individuals. Anthony is a member of the Commerce and Industry Association of New Jersey and a trustee of the Montgomery Academy Foundation. Anthony is also a referral consultant for ADP.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NJ
11/12/2020 - Present
Cetera Investment Advisers LLC (SHORT HILLS NJ)
NJ
12/09/2008 - 09/08/2022
FIRST ALLIED SECURITIES, INC. (Short Hills NJ)
NJ
07/21/1998 - 12/09/2008
FIRST MONTAUK SECURITIES CORP. (FLORHAM PARK NJ)
NY
06/23/1995 - 07/15/1998
FIRST ALBANY CORPORATION (NEW YORK NY)
NY
06/06/1992 - 06/21/1995
JOSEPHTHAL LYON & ROSS INCORPORATED (NEW YORK NY)
NY
01/13/1992 - 05/12/1992
PRIME CHARTER LTD. (NEW YORK NY)
NJ
04/16/1990 - 12/13/1990
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NY
01/29/1988 - 04/25/1990
OPPENHEIMER & CO., INC. (NEW YORK NY)
NA
06/08/1987 - 05/31/1988
L. F. ROTHSCHILD & CO. INCORPORATED
NA
02/21/1985 - 07/18/1987
MACPEG, ROSS, O'CONNELL & GOLDABER, INC.
NA
02/05/1986 - 01/16/1987
SMITH BARNEY, HARRIS UPHAM & CO., INCORPORATED
IA
Issued 1/31/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/21/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 2/27/1999
Series 24 - General Securities Principal Examination
BC
Issued 1/2/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 2/16/1985
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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