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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Anthony? Claim Your ProfileAnthony Youding Lee is a financial professional with over 36 years of experience in the securities industry. Anthony has a broad background in the financial services industry having worked with firms like First Albany Corporation, Josephthal Lyon & Ross Incorporated, Prime Charter Ltd., PaineWebber Incorporated, Oppenheimer & Co., Inc., L.F. Rothschild & Co. Incorporated, MacPeg, Ross, O'Connell & Goldaber, Inc., Smith Barney, Harris Upham & Co., Incorporated, First Montauk Securities Corp. and First Allied Securities, Inc. Anthony has also held the role of President at Cardinal Hill Wealth Advisory Group since December 2020. Anthony currently works with Cetera Investment Advisers LLC. Anthony is registered with FINRA and the state of New Jersey as a Registered Investment Advisor. Anthony has passed the Series 7, Series 24, Series 63, Series 65 and the SIE exam. Anthony is a member of the Commerce and Industry Association of New Jersey, a Trustee of the Montgomery Academy Foundation and is involved in various other business activities as well. Anthony provides financial planning, portfolio management for individuals and businesses, pension consulting and educational seminars to clients. Anthony is registered to work with clients in California, Connecticut, District of Columbia, Florida, Hawaii, New Jersey, New York, and Virginia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NJ
11/12/2020 - Present
Cetera Investment Advisers LLC (SHORT HILLS NJ)
NJ
12/09/2008 - 09/08/2022
FIRST ALLIED SECURITIES, INC. (Short Hills NJ)
NJ
07/21/1998 - 12/09/2008
FIRST MONTAUK SECURITIES CORP. (FLORHAM PARK NJ)
NY
06/23/1995 - 07/15/1998
FIRST ALBANY CORPORATION (NEW YORK NY)
NY
06/06/1992 - 06/21/1995
JOSEPHTHAL LYON & ROSS INCORPORATED (NEW YORK NY)
NY
01/13/1992 - 05/12/1992
PRIME CHARTER LTD. (NEW YORK NY)
NJ
04/16/1990 - 12/13/1990
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NY
01/29/1988 - 04/25/1990
OPPENHEIMER & CO., INC. (NEW YORK NY)
NA
06/08/1987 - 05/31/1988
L. F. ROTHSCHILD & CO. INCORPORATED
NA
02/21/1985 - 07/18/1987
MACPEG, ROSS, O'CONNELL & GOLDABER, INC.
NA
02/05/1986 - 01/16/1987
SMITH BARNEY, HARRIS UPHAM & CO., INCORPORATED
IA
Issued 01/31/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/21/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/27/1999
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/16/1985
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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