Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Anthony? Claim Your ProfileAnthony William Rizzo is a financial professional with over 29 years of experience in the financial services industry. Anthony has a strong background in providing investment advice and portfolio management services to individual and institutional clients. Anthony is currently registered with Wells Fargo Clearing Services, LLC as a Registered Representative and Investment Advisor Representative. Anthony holds a Series 7, Series 31, Series 63, and Series 65 licenses, as well as the Securities Industry Essentials Examination (SIE). Anthony has previously worked with J.P. Morgan Securities LLC, Deutsche Bank Securities Inc., Legg Mason Wood Walker, Incorporated, and PaineWebber Incorporated. Anthony is committed to providing clients with personalized investment advice and strategies that are tailored to meet their unique financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
04/22/2024 - Present
Wells Fargo Clearing Services, LLC (PALM BEACH FL)
FL
06/13/2014 - 04/20/2024
J.P. MORGAN SECURITIES LLC (PALM BEACH GARDENS FL)
FL
10/07/2005 - 07/18/2014
DEUTSCHE BANK SECURITIES INC. (PALM BEACH FL)
MD
05/10/1999 - 10/12/2005
LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)
NJ
02/15/1995 - 06/03/1999
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
IA
Issued 02/23/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/10/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/04/1999
Series 31 - Futures Managed Funds Examination
BC
Issued 01/31/1995
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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