Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Anthony? Claim Your ProfileAnthony William Faria is a financial advisor with Btig, LLC in New York, NY. Anthony has been in the financial services industry since 2011. Anthony has worked for several firms including RBC Capital Markets, LLC, UBS Securities LLC, Wells Fargo Securities, LLC, and J.P. Morgan Securities LLC. Anthony holds the Series 63, Series 79 and SIE licenses. Anthony has been registered to sell securities in 51 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
11/27/2023 - Present
Btig, LLC (New York NY)
NY
01/04/2021 - 10/11/2023
RBC CAPITAL MARKETS, LLC (NEW YORK NY)
NY
09/26/2018 - 01/29/2021
UBS SECURITIES LLC (NEW YORK NY)
NY
07/26/2013 - 10/12/2018
WELLS FARGO SECURITIES, LLC (NEW YORK NY)
NY
11/15/2011 - 07/26/2013
J.P. MORGAN SECURITIES LLC (NEW YORK NY)
BC
Issued 08/23/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/14/2011
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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