Unclaimed
Anthony William Cetta is a registered representative with Bofa Securities, Inc. Anthony has been in the securities industry since September 3, 1989. Anthony is licensed to sell securities in New York and has passed the Series 7, Series 99, Series 63 and SIE exams. Prior to joining Bofa Securities, Inc., Anthony worked at E*TRADE SECURITIES LLC and E*TRADE CLEARING LLC. Anthony was also previously registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Research-related services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Negotiated fees for research-related services
1
2
NY
07/16/2019 - Present
Bofa Securities, Inc. (NEW YORK NY)
NJ
09/30/2016 - 10/24/2018
E*TRADE SECURITIES LLC (Jersey City NJ)
NJ
01/29/2016 - 09/30/2016
E*TRADE CLEARING LLC (Jersey City NJ)
NY
04/08/1985 - 05/22/2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BC
Issued 10/11/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/29/2016
Series 99 - Operations Professional Examination
BC
Issued 03/16/1985
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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