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Anthony Wayne Sumrall

Managed Financial Services Corp. Inc.

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About Anthony Wayne Sumrall

Anthony Wayne Sumrall is a registered investment advisor representative with Managed Financial Services Corp. Inc. He has been in the financial services industry since 2005. Anthony Wayne Sumrall is registered with the state of Texas and Louisiana. He has experience in various financial products and services, including investment company products, variable contracts, and portfolio management for individuals. Anthony Wayne Sumrall holds the Series 6, Series 26, and Series 63 licenses. He has worked for several firms throughout his career, including Managed Financial Broker Services, L.L.C., A I M DISTRIBUTORS, INC., and J.P. MORGAN SECURITIES INC.

Firm Information

Anthony Sumrall is currently registered with Managed Financial Services Corp. Inc.. Managed Financial Services Corp. Inc. is an investment advisor registered with the SEC. It provides portfolio management for individuals and has approximately $56.7 million in regulatory assets under management. The firm has 2 investment advisor representatives and manages assets for 358 clients.

$56.66M

Assets Under Management

Not reported

Total Clients

7

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Anthony Sumrall’s Registration & Firm History

TX

12/15/2010 - Present

Managed Financial Services Corp. Inc. (HOUSTON TX)

TX

06/18/2007 - 12/14/2009

MANAGED FINANCIAL BROKER SERVICES, L.L.C. (HOUSTON TX)

TX

09/11/2006 - 05/24/2007

A I M DISTRIBUTORS, INC. (HOUSTON TX)

TX

12/15/2005 - 08/18/2006

J.P. MORGAN SECURITIES INC. (HOUSTON TX)

TX

04/11/2005 - 11/01/2005

MANAGED FINANCIAL BROKER SERVICES, L.L.C. (HOUSTON TX)

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Licenses & Designations

IA

Issued 11/01/2007

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 07/05/2005

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 04/09/2008

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 04/08/2005

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are no public disclosures for Anthony Wayne Sumrall.
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