Unclaimed
Anthony Wayne Manning is a financial advisor with over 35 years of experience in the industry. Anthony is registered with LPL Financial LLC and is licensed to provide financial services in Oklahoma and Texas. Anthony has a broad range of experience in the financial industry, having previously worked for Morgan Stanley, Morgan Stanley & Co. Incorporated, Morgan Stanley DW Inc., Wachovia Securities, LLC, Prudential Securities Incorporated and E. F. Hutton & Company Inc. Anthony is a dedicated financial professional who is committed to providing his clients with personalized financial advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
OK
12/07/2012 - Present
LPL Financial LLC (EDMOND OK)
OK
06/01/2009 - 12/19/2012
MORGAN STANLEY (EDMOND OK)
OK
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (EDMOND OK)
OK
03/23/2007 - 04/02/2007
MORGAN STANLEY DW INC. (EDMOND OK)
OK
07/01/2003 - 03/26/2007
WACHOVIA SECURITIES, LLC (EDMOND OK)
NY
12/18/1987 - 07/01/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NA
06/25/1986 - 01/14/1988
E. F. HUTTON & COMPANY INC
IA
Issued 01/19/1993
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/02/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/18/1986
Series 3 - National Commodity Futures Examination
BC
Issued 06/21/1986
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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