Unclaimed
Anthony Wayne Kosobud is a financial advisor with LPL Financial LLC in Rapid City, SD. Anthony has been in the financial industry since June 7, 1999, and holds Series 6 and Series 63 licenses, as well as the SIE exam. Anthony has worked with several firms throughout his career, including CUNA Brokerage Services, Inc., Gradient Securities, LLC, and Prudential Annuities Distributors, Inc. Anthony specializes in providing financial advice and services to individuals, corporations, and other businesses. He has a strong track record of helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
SD
09/05/2023 - Present
LPL Financial LLC (RAPID CITY SD)
IA
11/07/2017 - 10/02/2023
CUNA BROKERAGE SERVICES, INC. (WAVERLY IA)
MN
08/18/2016 - 04/28/2017
GRADIENT SECURITIES, LLC (MINNEAPOLIS MN)
MN
09/23/2013 - 12/23/2014
GRADIENT SECURITIES, LLC (PLYMOUTH MN)
CT
05/16/2008 - 08/07/2013
PRUDENTIAL ANNUITIES DISTRIBUTORS, INC (SHELTON CT)
CA
03/02/2005 - 04/29/2008
PACIFIC SELECT DISTRIBUTORS, INC. (NEWPORT BEACH CA)
MA
08/06/2002 - 03/01/2005
MML DISTRIBUTORS, LLC (SPRINGFIELD MA)
IL
11/18/1999 - 11/15/2001
AFD, INC. (NORTHBROOK IL)
MA
09/09/1998 - 03/12/1999
SUN LIFE OF CANADA (U.S.) DISTRIBUTORS, INC. (WELLESLEY HILLS MA)
OR
10/03/1997 - 02/19/1998
MARKETING ONE SECURITIES, INC. (PORTLAND OR)
MN
04/21/1997 - 10/10/1997
FORTIS INVESTORS, INC. (OAKDALE MN)
NJ
04/19/1995 - 01/31/1997
ELAN INVESTMENT SERVICES, INC. (MORRIS PLAINS NJ)
PA
09/06/1994 - 01/20/1995
CIGNA FINANCIAL ADVISORS,INC. (RADNOR PA)
BC
Issued 09/22/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/02/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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