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Anthony Wayne Braun

Bankers Life Securities, Inc.

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About Anthony Wayne Braun

Anthony Braun is a financial advisor with Bankers Life Securities, Inc., located in Toms River, NJ. Anthony has been in the financial services industry since 2004. Anthony is licensed in New Jersey. Anthony holds the Series 6 securities license and the SIE exam.

Firm Information

Anthony Braun is currently registered with Bankers Life Securities, Inc.. Bankers Life Securities, Inc. is a corporation formed on July 31, 2014. The firm is registered in all 50 states, the District of Columbia, and Puerto Rico. They have one approved SEC registration. The firm has been involved in one regulatory and one civil event.

Not reported

Assets Under Management

Not reported

Total Clients

346

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Anthony Braun’s Registration & Firm History

NJ

05/26/2016 - Present

Bankers Life Securities, Inc. (Toms River NJ)

NJ

06/07/2011 - 05/26/2016

PROEQUITIES, INC. (TINTON FALLS NJ)

NJ

02/18/2005 - 10/26/2009

UVEST FINANCIAL SERVICES GROUP, INC. (BRICK NJ)

TX

11/02/2004 - 01/04/2005

AFS BROKERAGE, INC. (AUSTIN TX)

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Licenses & Designations

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/30/2004

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Anthony Wayne Braun.
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