Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Anthony? Claim Your ProfileAnthony Wayne has been in the financial services industry since April 29, 2001. Anthony is currently registered with Btig, LLC and holds licenses for Series 7, Series 63, Series 79, and SIE exams. Anthony has previous experience at JMP Securities LLC, Lehman Brothers Inc, UBS Warburg LLC, and PaineWebber Incorporated. Anthony is registered with the Securities and Exchange Commission and all 51 states, as well as the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
04/18/2017 - Present
Btig, LLC (New York NY)
CA
04/26/2004 - 03/28/2017
JMP SECURITIES LLC (SAN FRANCISCO CA)
NY
08/20/2002 - 12/19/2002
LEHMAN BROTHERS INC. (NEW YORK NY)
NY
11/03/2000 - 07/10/2002
UBS WARBURG LLC (NEW YORK NY)
NJ
10/25/1999 - 11/03/2000
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
BC
Issued 02/03/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/22/1999
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE Arca, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
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