Unclaimed
Anthony Napple is an investment professional with over 25 years of experience in the financial services industry. Anthony is currently a Registered Representative with Wells Fargo Clearing Services, LLC and is licensed to provide investment advice in multiple states, including California, South Carolina, and Texas. Anthony has previously been associated with A.G. Edwards & Sons, Inc., Securities America, Inc., and Linsco/Private Ledger Corp. Anthony holds the Series 7, Series 63 and Series 65 licenses, and the SIE exam. Anthony holds a special focus on providing comprehensive financial planning services, including retirement planning, investment management, and insurance strategies. Anthony is dedicated to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
08/07/2020 - Present
Wells Fargo Clearing Services, LLC (WALNUT CREEK CA)
CA
04/25/2005 - 01/03/2008
A. G. EDWARDS & SONS, INC. (WALNUT CREEK CA)
NE
08/27/1997 - 06/19/2003
SECURITIES AMERICA, INC. (LAVISTA NE)
SC
03/09/1995 - 11/09/1995
LINSCO/PRIVATE LEDGER CORP. (FORT MILL SC)
IA
Issued 11/08/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/06/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/08/1995
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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