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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Anthony? Claim Your ProfileAnthony Walia is a financial advisor with Fidelity Personal And Workplace Advisors. Anthony has been in the financial industry for over 20 years and has a wide range of experience in helping individuals and families plan for their financial future. Anthony has worked at several firms including LPL Financial LLC, TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC, and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Anthony holds Series 7, 9, 10, 63, 65 and 66 securities licenses. Anthony has a special focus on retirement planning, investment management and estate planning. Anthony is committed to providing his clients with personalized advice and guidance to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NY
09/11/2022 - Present
Fidelity Personal AND Workplace Advisors (PLAINVIEW NY)
NY
02/01/2021 - 02/02/2022
LPL FINANCIAL LLC (BELLMORE NY)
NY
03/25/2015 - 11/13/2020
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (NEW YORK NY)
NY
10/23/2009 - 11/21/2014
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (GARDEN CITY NY)
NY
02/15/2007 - 10/23/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (NEW YORK NY)
NY
08/04/2004 - 12/20/2005
CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)
NE
10/09/1998 - 06/28/2004
TD WATERHOUSE INVESTOR SERVICES, INC. (OMAHA NE)
MN
05/16/1998 - 05/21/2001
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
MN
05/16/1998 - 09/25/1998
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
NY
04/08/1998 - 06/04/1998
CONTINENTAL BROKER-DEALER CORP. (CARLE PLACE NY)
IA
Issued 04/25/2015
Series 65 - Uniform Investment Adviser Law Examination
BOTH
Issued 08/07/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/28/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/04/2001
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 05/04/2001
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/22/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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